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Beginner Lesson 6 of 7

Exercise & assignment

What actually happens when an option is used — and who's on the hook when it is.

Options are contracts, so eventually someone may use one. Two words describe that moment: exercise and assignment.

Exercise (the buyer’s move)

To exercise is to use your right:

In practice, most traders sell the option to close instead of exercising — it’s usually simpler and captures any remaining extrinsic value. You mainly exercise when it’s clearly worthwhile (deep in the money, near expiry).

Assignment (the seller’s obligation)

Assignment is the flip side: when a buyer exercises, a seller is chosen to fulfil the contract.

You don’t choose to be assigned — it’s allocated to sellers, often when an option is in the money near expiry (or before a dividend).

American vs European

Settlement

When the dust settles, contracts resolve either by:

The practical takeaway

If you buy options, exercise is your choice and rarely necessary. If you sell options, know that assignment can come at you — especially in the money near expiry. Manage short positions before they get there and there are no nasty surprises.

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