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Derivatives Lesson 2 of 6

Futures contracts

Standardised, exchange-traded promises to buy or sell later — the workhorse of hedging and speculation.

A future is a standardised agreement to buy or sell an asset at a set price on a set future date. Unlike an option, both sides are obligated to transact — so the payoff is linear, with no “walk away” floor.

How they’re standardised

Everything about an exchange-traded future is fixed except the price:

Standardisation is what makes futures liquid and tradable by anyone.

The clearinghouse removes counterparty risk

When you trade a future, a clearinghouse steps between buyer and seller and guarantees the trade. So unlike a private forward, you’re not exposed to the other party defaulting — you face the clearinghouse, which manages the risk with margin.

Margin and daily settlement

You don’t pay the full contract value up front. You post margin — a good-faith deposit — and the position is marked to market daily:

This daily settlement is the big mechanical difference from options and forwards.

Contango and backwardation

The futures price for later months usually differs from the spot price:

Why people use them

Futures are linear and obligatory, so they don’t bend risk the way options do — but for locking in a price or expressing a clean directional view with leverage, they’re the standard tool.

initial margin maintenance margin margin call ↑ top up Day 1Day 2Day 3Day 4Day 5
Each day, gains are credited and losses debited to your margin. Fall below the maintenance margin and you get a margin call to top up.
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